1 Feb 2024 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 10,000 $13.95 $139,500

1 Feb 2024

5,849 ↗ 5 Jan 2024 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 20,000 $13.60 $272,000

5 Jan 2024

15,849 ↗ 13 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 6,000 $13.67 $82,020

13 Dec 2023

35,849 ↗ 8 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 2,000 $13.86 $27,720

8 Dec 2023

41,849 ↗ 7 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 8,000 $13.71 $109,680

7 Dec 2023

43,849 ↗ 6 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 16,000 $13.66 $218,560

6 Dec 2023

51,849 ↗ 5 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 20,000 $13.47 $269,400

5 Dec 2023

67,849 ↗ 4 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 3,000 $13.36 $40,080

4 Dec 2023

87,849 ↗ 1 Dec 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 6,211 $13.36 $82,979

1 Dec 2023

90,849 ↗ 30 Nov 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 10,000 $13.30 $133,000

30 Nov 2023

97,060 ↗ 29 Nov 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 1,000 $13.25 $13,250

29 Nov 2023

107,060 ↗ 28 Nov 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 1,000 $13.30 $13,300

28 Nov 2023

108,060 ↗ 3 Nov 2023 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 9,925 $13.46 $133,591

3 Nov 2023

0 ↗ 16 Jun 2022 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 356 $15.95 $5,678

16 Jun 2022

0 ↗ 15 Jun 2022 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 20,000 $16.61 $332,200

15 Jun 2022

356 ↗ 2 Nov 2021 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Sale 33,000 $19.08 $629,640

2 Nov 2021

0 ↗ 16 Apr 2020 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 4,140 $15.16 $62,762

16 Apr 2020

59,121 ↗ 27 Dec 2019 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 3,330 $18.26 $60,806

27 Dec 2019

52,649 ↗ 22 Jan 2019 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 5,275 $18.98 $100,120

22 Jan 2019

30,894 ↗ 26 Dec 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 725 $17.43 $12,637

26 Dec 2018

41,276 ↗ 26 Sep 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 3,950 $20.55 $81,173

26 Sep 2018

27,286 ↗ 17 Jul 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 5,100 $21.11 $107,661

17 Jul 2018

38,780 ↗ 18 Jun 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 790 $21.47 $16,961

18 Jun 2018

33,396 ↗ 6 Feb 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,770 $19.71 $54,597

6 Feb 2018

31,426 ↗ 5 Feb 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,600 $20.23 $52,598

5 Feb 2018

28,418 ↗ 30 Jan 2018 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,997 $20.82 $62,398

30 Jan 2018

21,739 ↗ 14 Mar 2016 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 6,000 $16.14 $96,840

14 Mar 2016

15,395 ↗ 10 Feb 2016 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 3,000 $15.50 $46,500

10 Feb 2016

20,756 ↗ 30 Jan 2014 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 705 $21.15 $14,911

30 Jan 2014

14,343 ↗ 17 Jan 2014 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 700 $21.16 $14,812

17 Jan 2014

13,643 ↗ 18 Dec 2013 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 900 $20.55 $18,495

18 Dec 2013

12,836 ↗ 16 Dec 2013 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 300 $21.25 $6,375

16 Dec 2013

9,018 ↗ 24 Jun 2013 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 5,200 $21.08 $109,616

24 Jun 2013

4,132 ↗ 11 Jun 2013 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 6,200 $21.88 $135,656

11 Jun 2013

3,932 ↗ 28 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 10,400 $21.22 $220,688

28 Dec 2012

10,400 ↗ 28 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 1,300 $21.23 $27,599

28 Dec 2012

3,700 ↗ 28 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,840 $21.20 $60,208

28 Dec 2012

8,354 ↗ 26 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 3,600 $21.43 $77,148

26 Dec 2012

7,535 ↗ 26 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,400 $21.45 $51,480

26 Dec 2012

2,400 ↗ 26 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 1,500 $21.40 $32,100

26 Dec 2012

5,588 ↗ 26 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 1,890 $21.65 $40,919

26 Dec 2012

4,793 ↗ 21 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 110 $21.65 $2,382

21 Dec 2012

2,903 ↗ 5 Dec 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,793 $21.06 $58,821

5 Dec 2012

2,793 ↗ 6 Feb 2012 GOF Guggenheim Strategic Opportunities Fund Randall C Barnes Buy 2,950 $19.98 $58,941

6 Feb 2012

3,650 ↗ 13 Jan 2022 AVK Advent Convertible and Income Fund Randall C Barnes Buy 1,370 $17.87 $24,482

13 Jan 2022

11,355 ↗ 10 Jan 2022 AVK Advent Convertible and Income Fund Randall C Barnes Buy 1,000 $18.20 $18,200

10 Jan 2022

9,985 ↗ 4 Jan 2022 AVK Advent Convertible and Income Fund Randall C Barnes Buy 1,000 $18.25 $18,250

4 Jan 2022

8,985 ↗ 30 Dec 2021 AVK Advent Convertible and Income Fund Randall C Barnes Buy 1,000 $17.75 $17,750

30 Dec 2021

7,985 ↗ 19 Jul 2021 AVK Advent Convertible and Income Fund Randall C Barnes Buy 640 $18.17 $11,629

19 Jul 2021

6,985 ↗ 10 Oct 2014 AVK Advent Convertible and Income Fund Randall C Barnes Buy 1,000 $16.66 $16,660

10 Oct 2014

2,381 ↗ 18 Feb 2014 AVK Advent Convertible and Income Fund Randall C Barnes Sale 2,388 $18.78 $44,847

18 Feb 2014

0 ↗ 9 Jan 2014 AVK Advent Convertible and Income Fund Randall C Barnes Sale 5,000 $18.75 $93,750

9 Jan 2014

0 ↗ 7 Oct 2010 AVK Advent Convertible and Income Fund Randall C Barnes Sale 10,000 $17.76 $177,600

7 Oct 2010

8,440 ↗ 21 Dec 2007 AVK Advent Convertible and Income Fund Randall C Barnes Buy 9,000 $22.55 $202,950

21 Dec 2007

17,081 ↗ 14 Aug 2007 AVK Advent Convertible and Income Fund Randall C Barnes Buy 7,000 $22.65 $158,550

14 Aug 2007

12,581 ↗ 29 May 2007 AVK Advent Convertible and Income Fund Randall C Barnes Buy 210 $27.59 $5,794

29 May 2007

5,581 ↗ 30 Jan 2007 AVK Advent Convertible and Income Fund Randall C Barnes Buy 1,475 $28.10 $41,448

30 Jan 2007

5,371 ↗ 26 Jan 2007 AVK Advent Convertible and Income Fund Randall C Barnes Buy 3,000 $28.12 $84,360

26 Jan 2007

3,896 ↗ 17 Nov 2006 AVK Advent Convertible and Income Fund Randall C Barnes Buy 296 $26.20 $7,755

17 Nov 2006

896 ↗ 11 Oct 2005 AVK Advent Convertible and Income Fund Randall C Barnes Buy 600 $24.91 $14,946

11 Oct 2005

600 ↗ 9 May 2019 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 2,400 $20.66 $49,584

9 May 2019

12,529 ↗ 13 Dec 2018 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 400 $19.70 $7,880

13 Dec 2018

16,293,129 ↗ 6 Dec 2016 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 620 $21.26 $13,181

6 Dec 2016

8,001 ↗ 29 Jun 2016 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,350 $20.23 $27,311

29 Jun 2016

12,503 ↗ 3 May 2016 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 260 $19.30 $5,018

3 May 2016

11,153 ↗ 14 Mar 2016 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 600 $18.35 $11,010

14 Mar 2016

10,893 ↗ 2 Feb 2016 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 550 $18.30 $10,065

2 Feb 2016

5,295 ↗ 1 Feb 2016 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 2,100 $18.53 $38,913

1 Feb 2016

7,138 ↗ 2 Oct 2015 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,850 $19.74 $36,519

2 Oct 2015

6,238 ↗ 30 Jun 2015 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 500 $21.75 $10,875

30 Jun 2015

5,588 ↗ 11 Mar 2015 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,205 $22.17 $26,715

11 Mar 2015

5,088 ↗ 10 Mar 2015 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 119 $22.30 $2,654

10 Mar 2015

4,509 ↗ 6 Mar 2015 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 3,350 $22.36 $74,906

6 Mar 2015

4,419 ↗ 2 Mar 2015 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 168 $22.40 $3,763

2 Mar 2015

5,543 ↗ 12 Dec 2014 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 400 $21.80 $8,720

12 Dec 2014

3,119 ↗ 11 Dec 2014 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 200 $21.78 $4,356

11 Dec 2014

2,719 ↗ 9 Dec 2014 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 690 $22.10 $15,249

9 Dec 2014

4,390 ↗ 18 Mar 2014 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Sale 2,011 $23.50 $47,259

18 Mar 2014

2,519 ↗ 30 Dec 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 2,175 $22.50 $48,938

30 Dec 2013

4,530 ↗ 31 Oct 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,500 $23.08 $34,620

31 Oct 2013

4,330 ↗ 8 Oct 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 3,500 $23.31 $81,585

8 Oct 2013

4,100 ↗ 7 Oct 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 4,000 $23.41 $93,640

7 Oct 2013

2,600 ↗ 4 Oct 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 3,100 $23.56 $73,036

4 Oct 2013

2,100 ↗ 3 Oct 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 100 $23.58 $2,358

3 Oct 2013

100 ↗ 1 Oct 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,000 $23.58 $23,580

1 Oct 2013

2,730 ↗ 30 Sep 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,100 $23.62 $25,982

30 Sep 2013

1,730 ↗ 5 Sep 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 630 $23.40 $14,742

5 Sep 2013

630 ↗ 4 Sep 2013 GGM Northern Lights Fund Trust II Randall C Barnes

Director

Buy 1,600 $23.50 $37,600

4 Sep 2013

1,600 ↗ 26 Mar 2018 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 5,000 $10.80 $54,000

26 Mar 2018

40,513 ↗ 23 Oct 2017 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 500 $12.30 $6,150

23 Oct 2017

35,513 ↗ 11 Aug 2017 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 5,000 $12.70 $63,500

11 Aug 2017

30,513 ↗ 9 Feb 2016 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 3,000 $9.15 $27,450

9 Feb 2016

25,513 ↗ 25 Jan 2016 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 300 $9.65 $2,895

25 Jan 2016

22,513 ↗ 19 Jan 2016 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 10,000 $10.36 $103,600

19 Jan 2016

22,213 ↗ 11 Jan 2016 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 2,000 $11.85 $23,700

11 Jan 2016

12,213 ↗ 23 Nov 2015 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 3,000 $14.10 $42,300

23 Nov 2015

10,213 ↗ 27 Oct 2015 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 3,000 $16.01 $48,030

27 Oct 2015

7,213 ↗ 15 Sep 2015 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 2,000 $17.73 $35,460

15 Sep 2015

4,213 ↗ 27 Aug 2015 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 1,537 $18.65 $28,665

27 Aug 2015

1,000 ↗ 27 Jul 2015 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 1,000 $20.20 $20,200

27 Jul 2015

1,676 ↗ 21 Dec 2009 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Sale 1,000 $17.45 $17,450

21 Dec 2009

600 ↗ 29 Oct 2009 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Sale 8,600 $16.23 $139,578

29 Oct 2009

1,600 ↗ 24 Dec 2007 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 4,200 $20.35 $85,470

24 Dec 2007

11,800 ↗ 1 Aug 2007 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 3,000 $22.74 $68,220

1 Aug 2007

7,600 ↗ 24 Apr 2006 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 1,600 $18.41 $29,456

24 Apr 2006

4,600 ↗ 19 Apr 2006 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 2,000 $18.38 $36,760

19 Apr 2006

3,000 ↗ 25 Feb 2005 FMO Fiduciary/Claymore Energy Infrastructure Fund Randall C Barnes

Director

Buy 1,000 $19.90 $19,900

25 Feb 2005

1,000 ↗ 30 Jan 2018 GPM Guggenheim Enhanced Equity Income Fund Randall C Barnes

Director

Sale 4,275 $9.30 $39,758

30 Jan 2018

0 ↗ 26 Apr 2017 GPM Guggenheim Enhanced Equity Income Fund Randall C Barnes

Director

Sale 6,459 $8.36 $53,997

26 Apr 2017

3,933 ↗ 10 Jan 2013 GPM Guggenheim Enhanced Equity Income Fund Randall C Barnes

Director

Sale 100 $8.77 $877

10 Jan 2013

0 ↗ 10 Jan 2013 GPM Guggenheim Enhanced Equity Income Fund Randall C Barnes

Director

Sale 4,900 $8.76 $42,924

10 Jan 2013

100 ↗ 1 May 2009 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Sale 2,567 $6.60 $16,942

1 May 2009

0 ↗ 10 Sep 2008 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Sale 5,944 $9.90 $58,846

10 Sep 2008

2,450 ↗ 19 Aug 2008 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Sale 15,580 $9.88 $153,930

19 Aug 2008

8,394 ↗ 26 Nov 2007 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 5,000 $11.16 $55,800

26 Nov 2007

15,600 ↗ 26 Jan 2007 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 1,000 $15.07 $15,070

26 Jan 2007

10,600 ↗ 20 Jun 2005 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 1,300 $15.25 $19,825

20 Jun 2005

9,600 ↗ 3 Mar 2005 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 1,200 $15.38 $18,456

3 Mar 2005

8,300 ↗ 25 Feb 2005 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 400 $15.26 $6,104

25 Feb 2005

7,100 ↗ 31 Jan 2005 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 2,600 $15.15 $39,390

31 Jan 2005

6,700 ↗ 24 Jan 2005 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 2,600 $15.04 $39,104

24 Jan 2005

3,600 ↗ 4 Oct 2004 MCN Madison Covered Call & Equity Strategy Fund Randall C Barnes

Director

Buy 1,500 $14.90 $22,350

4 Oct 2004

1,500 ↗