Sutterfield Financial Group, Inc. is a large advisory firm based in Bartlesville. It manages $193.94 million of regulatory assets for 3,163 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alaska, Arizona, Arkansas, and 15 other states.
Sutterfield Financial Group provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and investment consulting. It prepares financial plans for approximately 700 clients. On top of advisory services, the firm doesn't engage in other business activities.
Sutterfield Financial Group: assets under management
The assets under management (AUM) of Sutterfield Financial Group, Inc. is $193.94 million. The firm's AUM has grown by 146% since the beginning of its operation, and $290 thousand of the total AUM is attributable to clients outside of the United States.
The firm manages $175.8 million in discretionary accounts and $18.14 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $65.06 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $39.36 thousand.
Sutterfield Financial Group has custody of $17.79 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.
Investments
The firm invests in investment and business development companies the most. They account for 97% of the total AUM. The second-largest asset type is exchange traded securities, which make up 3% of the firm’s portfolio.
